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[薄膜书籍] 重磅外文最新书籍:Optical Thin Films and Coatings

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( E% Z" E" x- W) K9 ]1 e( Z8 D9 L+ FWoodhead Publishing Series in Electronic
& ^* ~+ S+ Z5 j% j$ y4 ^and Optical Materials
' |; g4 a$ U7 g* }  nOptical Thin Films and: L2 Q% t  x' @  A
Coatings
) A! ^" q0 \& ?From Materials to Applications
% @1 [6 t3 c& ?) D: u1 J5 bSecond Edition
1 D# [, O% P1 L$ A2 P3 LEdited by: e2 C' x- C& k; d
Angela Piegari+ c$ u' f. H# o' X( _
Contents& t0 ~8 {! X$ k4 X4 r0 N
Contributors ............................................................................................................xix
: q) w& ?1 Y9 o, K$ VPreface to the First Edition ................................................................................. xxiii4 T5 ]( |& m; R
Preface ................................................................................................................ xxvii, P! a! R4 Z+ B: H4 g
PART I DESIGN AND MANUFACTURING OF OPTICAL0 X  c2 `) Q* D, J! |0 h3 g
THIN FILMS AND COATINGS: F6 X8 J/ @$ X; s4 N
CHAPTER 1 Recent developments in deposition techniques+ A2 Q% w4 ~, s" _
for optical thin films and coatings...............................3/ F3 V; d: [" j/ Y1 d1 f. o
H. Angus Macleod
/ n8 @) ^, u# `! l! y7 a* P' {) N3 Y1.1 Introduction.....................................................................................3
$ Y6 B; L) A% w1 s1.2 Early Processes for the Deposition of Optical Coatings ...............4
7 L4 \$ ?, `" J" _: ^3 Q& i4 O$ q1.3 The Energetic Processes .................................................................60 P+ `  x) m1 {! v
1.3.1 Ion-Assisted Deposition........................................................6
# [/ q! O( B8 }( n$ ~4 U6 a- M1.3.2 Ion Plating.............................................................................87 y( ~+ s3 u  }9 ]
1.3.3 Sputtering............................................................................10
, ?0 c; t; B! ]) H- B9 v1.4 Cathodic Arc Evaporation ............................................................15& H6 \0 L' F: }( _
1.5 Pulsed Laser Deposition ...............................................................15- C! y6 x. s5 ]6 L* \
1.6 Chemical Vapor Deposition .........................................................16
8 C! e  s/ T9 e1.7 Atomic Layer Deposition .............................................................170 Q# i) f6 _9 r" f# S6 i
1.8 Sol-Gel Processes .........................................................................18
1 o! p$ w: o3 _* _1.9 Etching ..........................................................................................18' F0 t3 V2 J5 _) E9 P
1.10 Other Techniques..........................................................................199 Q2 n( z1 |+ ~( m; g
1.11 Conclusion ....................................................................................19
  o! D; A/ _/ O# WReferences.....................................................................................20
+ v# L5 {" g* y4 h, [  h$ CCHAPTER 2 Design of complex optical coatings...........................25) v$ @9 W- H9 ]' ?: Q2 j0 a+ ^
Pierre G. Verly, Daniel Poitras
& }( t4 Y3 l9 H9 [2.1 Introduction...................................................................................25
) p# m0 p( o9 t: u; h2 U$ T2.2 Modern Numerical Thin Film Synthesis Techniques ..................27
7 C& ]; v' \1 m0 I2.2.1 Fourier Transform Method.................................................27
9 S/ w& q1 j7 s* H1 b+ y  W2.2.2 Inhomogeneous Refinement ...............................................30
9 o" N/ J3 f2 K2.2.3 Needle Method ...................................................................32
; b9 P- L3 E" o+ g8 `2.2.4 Global Optimization ...........................................................34
( @5 T% c/ w8 d0 W4 X5 _& @2.3 Manufacturability Issues...............................................................374 H5 r2 [5 [7 E% J1 }  i4 w
2.4 Hybrid Design...............................................................................40" K7 O( U/ F; K. C$ h6 J
2.4.1 Waveguide Facet Coatings.................................................416 j, \$ m4 `% K: l
2.4.2 Structured Coatings ............................................................446 y5 `. d1 M9 n' a! g- P$ U
2.4.3 Solar Cells...........................................................................48
! T. p$ E7 \. }8 Y/ O2.5 Conclusion ....................................................................................52- {* B. Z0 K" J  H2 y& k
References.....................................................................................53: U/ w( C5 y6 ?0 N  z" t. u6 w
Further Reading ............................................................................64/ a: I5 g4 m: t3 ^' l+ _
CHAPTER 3 Optical monitoring strategies for optical coating1 ?) ~% P- [4 J7 m& p) O
manufacturing .............................................................65* X' P/ U0 P$ O
Alexander V. Tikhonravov, Michael K. Trubetskov, Tatiana0 P1 G$ h! t! R0 H0 _# x
V. Amotchkina
; ]" y& ~2 K$ U0 s4 y4 F3.1 Introduction...................................................................................651 V% o+ L/ A2 C
3.2 Classification of Optical Monitoring Strategies ..........................67- p& r# _, r- D; T7 N1 f+ z
3.3 Turning Point Optical Monitoring and Error Self-Compensation- r$ p( s. @# w% h1 m5 e
Effect.............................................................................................69
) M1 V9 v9 w- [) e! s3.4 Level Monitoring: Passive and Active Monochromatic
4 k: E9 c! C; o  e/ B/ GMonitoring Strategies ...................................................................75
/ S- Y4 U/ S% k7 `3.5 Monitoring by Swing Values .......................................................85  b  y* R6 a+ o/ O0 z' k8 _
3.6 Direct Broadband Optical Monitoring .........................................89/ k! H# ^6 a5 ]' T, q0 I
3.7 Indirect Optical Monitoring Strategies.........................................92
. p4 p5 X1 s' J2 d3.8 Conclusion ....................................................................................97
" v+ B7 b6 K  P: H, A0 F; ~0 pReferences.....................................................................................99
$ q/ p6 t7 u7 VCHAPTER 4 Production strategies for high-precision optical8 M5 c! ?: U) ?& j9 }
coatings .................................................................... 103
, o* h% |5 _9 C3 RHenrik Ehlers, Detlev Ristau
  O3 h8 g, \. E4 j' b4.1 Introduction.................................................................................103
* @. B4 M! ~* U- g5 q4.2 Basic Concept of Deterministic Production...............................1055 y- Z( N' G2 B, e% H& [
4.3 Optical Broadband Monitoring ..................................................107
0 H% B) s3 y+ P8 j4.4 Hybrid Thickness Monitoring Concepts ....................................112& t0 V" \' \. |2 T: J9 u
4.5 Virtual Deposition System .........................................................1147 Y" i7 C2 p/ p
4.5.1 Deposition System............................................................115' c9 N" u: D1 u% ^. x
4.5.2 Online Measurement System............................................116; M) |! Y# j# E) ^- }( M
4.5.3 Process-Tracing Algorithm...............................................116
5 G$ r- Q) p% F# ~  ?/ U* L, I) X4.5.4 Application Example for a VDP Analysis .......................117
8 I% ]9 q# v- h% y# t$ u1 D4.6 Direct Online Correction Tools..................................................118
1 o" n. g2 L! v( F6 [& j. I4.7 Design Stability in Production Processes...................................120
4 D9 H, m9 G" a4 o/ w5 B4.8 Deposition Control of Coating Systems with Continuous% R5 e/ n2 `: C4 u/ z
Refractive Index Variation .........................................................1252 N" z( k1 o% D' w
4.8.1 Production of Material Mixtures......................................126* @) e; G. A& f3 J5 x
4.8.2 Deposition Control of Rugate Filters ...............................1328 w3 e9 U& H7 {) a4 T2 Q2 q- a
4.9 Conclusion ..................................................................................135; }; m. @1 a, L2 D/ q
References...................................................................................136
  m( U/ q8 L# V" \2 EFurther Reading ..........................................................................140
1 q* R+ ?1 e$ w/ Zvi ContentsPART II UNCONVENTIONAL FEATURES OF OPTICAL THIN
" e# I8 h3 ^2 p! J; g$ [) ^FILMS AND COATINGS4 V: l  `! a9 `
CHAPTER 5 Complex materials with subwavelength inclusions
- d" z2 l' J9 i0 }7 n8 bfor optical thin film applications ............................. 143
7 P' b$ }; ]& x$ [: w6 }2 ?; eAnna Sytchkova
7 g+ ?8 Y2 n1 i5.1 Introduction.................................................................................143  a% `: n" W* f  A4 M0 P& f# U
5.2 Physics of Some Classes of Novel Materials with
) j" L7 G5 P% c6 O# [% Z$ MSubwavelength Inclusions ..........................................................145
" U2 |" r1 ~# M. ?: O8 F$ s( x5.3 Ceramic Matrix With Embedded Nanostructures......................147* A/ ?5 D8 k$ A* Q' p
5.3.1 Materials With Quantum Dots .........................................148# H# a' @' s! P+ P$ W, _4 z+ a
5.3.2 Nanoclusters in Periodic Arrays (Metamaterials)............1497 D7 G$ U7 i3 ?- ~, m* h8 v  q
5.3.3 Effect of Small Random Disorders and Imperfections0 t, Y4 ]2 @" \7 g) V6 P
in Metamaterials ...............................................................154
$ ~# n6 B. v: j& `/ r; y" e+ x5.3.4 Composites of Random Elements ....................................154
' ?& f* [$ i$ R2 z1 b- y6 T5.3.5 Coatings Containing Thin and Ultrathin Metal Layers
! A- }- _  S( O& |" T  X6 y9 G6 B! `and Coatings Containing Metasurfaces............................155
( H; a9 ~+ \* Z/ H1 b: }5.4 Searching for Alternative Materials for Resonating2 e* A* t7 V. ^3 O; u( r' v
Inclusions ....................................................................................156
6 z( W0 K7 u) e( w$ O# @5 p; }+ a5.4.1 Alloys and Intermetallics: Novel Metal Materials ..........1575 [9 }# l$ Z) o# U/ p
5.4.2 Semiconductors and Dielectrics .......................................160
: e5 F1 C; J3 t5.5 Characterization of Novel Materials with Subwavelength
) ?- ?9 v" ]) {- S3 H( q' a& {Inclusions ....................................................................................162
2 |! n& O3 u# _9 y( h- K8 U) ?5.5.1 Optical Characterization Techniques for Complex; x# i1 m' w( ^1 V5 M9 S
Materials ...........................................................................163
7 r; N& }/ _, D0 S% m9 N8 H5.5.2 Local Properties of Nanostructured Materials .................165
! o+ j$ w6 x0 `# o! w5.5.3 Effective Macroscopic Parameters...................................1663 {- A- P  h, G/ A$ J
5.5.4 Complex Materials and Ultrathin Metals in Multilayers.168* c. t! `; _* ]' o0 U
5.6 Conclusions.................................................................................172
7 F; V( ^; Y/ r) N1 tReferences...................................................................................173
4 p! Y* O0 c: r. a; J9 z, e$ R# y8 |CHAPTER 6 Scattering properties of random structures& }& n" v: F  S
in thin films............................................................... 187( ]/ m7 S" J) p# C) M: h! {
Gerard Berginc, Alexei A. Maradudin
) N6 W- j+ ^' H* H, `5 @6.1 Introduction.................................................................................187
' j  A* O  o0 z: v, p6.2 Numerical Solution of Reduced Rayleigh Equations" P8 Q" ?, j7 [; k8 n$ S1 K
for Scattering of Light From Dielectric Films With 1D
/ b' W/ q4 M) B$ i$ W5 \. uRough Surfaces...........................................................................189
4 b5 [* N" ?, ?/ U0 b; U' ?2 D- L6.2.1 A Film With a 1D Randomly Rough Vacuum-Dielectric
$ D6 M2 B. F0 k7 `: vInterface Deposited on the Planar Surface of a Perfect
) P6 |. l( d6 U' q: g: R0 OConductor..........................................................................1906.2.2 A Film With a Planar Vacuum-Dielectric Interface' T2 \# w% U  J& q2 Y  b2 N
Deposited on a 1D Randomly Rough Perfectly
' B$ g" Q& _% e  F* GConducting Surface ..........................................................196
! V* h- Q. m1 j, p) b6.3 Reduced Rayleigh equations for the scattering of P- and' K7 t% b: @+ k# O% G* @
S-Polarized Light From, and Its Transmission through, a Film
7 e& u  U; n) S+ _4 p# |- W/ `+ MWith Two 1D Rough Surfaces ...................................................200' s9 E4 _4 B' y/ m
6.3.1 p-Polarization....................................................................2031 j9 ]! A+ z9 }5 H% T8 x; R
6.3.2 s-Polarization ....................................................................207
4 T+ s8 b: }0 L% e+ ^6.3.3 Results...............................................................................209$ v) J' y! T0 e0 G6 p
6.4 Numerical Solution of the Reduced Rayleigh Equation
+ o4 O" s# ^4 S' k9 A4 @; D  Rfor the Scattering of Light From a 2D Randomly Rough
/ v7 \; a* ]. Q! u% x: Q. u! K& SPenetrable Surface ......................................................................213( W4 P* W2 m6 \3 Y+ g
6.5 Scattering of Light From a Dielectric Film With a 2D Randomly
7 X& c* L3 E/ xRough Surface Deposited on a Planar Metal Substrate.............216; E2 p: X3 P' ?0 q3 d3 Z2 L
6.5.1 Scattering of Light From a Dielectric Film With a 2D
/ ?$ |2 L6 k! R; pRandomly Rough Surface Deposited on a Planar Metal
8 K! c/ w3 X, `9 i6 kSubstrate............................................................................2189 Y0 R1 S! E  S# U  ?# ?0 B8 ^
6.5.2 A Dielectric Film With a Planar Interface With a+ E: ~& u! n" G+ G
Dielectric Superstrate and a 2D Randomly Rough! b6 R; k4 i9 W6 Z4 v5 Q
Interface With a Dielectric Substrate...............................224
& Q# ?: z8 \- k1 U6.6 Analytical Methods for the Scattering From a 3D Film With
/ W* [9 ]- b9 q4 A/ X7 @3 KRandomly Rough Surfaces .........................................................2292 t, q! d6 d" d
6.6.1 Definition of the Scattering Matrix..................................2305 Q% P4 s/ p1 [4 F( m7 {$ `
6.6.2 The SSA and the SPM for a 2D Rough Surface .............233, S/ V1 c7 P2 v( `+ I
6.6.3 The SSA and the SPM for Slabs With Randomly6 B! A7 G6 q5 ~; n
Rough Boundaries ............................................................240
) N$ W& `6 [, g8 f6.6.4 Conclusions.......................................................................247
0 B$ q% v+ o3 a1 }6.7 Theoretical Methods for the Scattering of Polarized Light
; ^) n+ I0 Q9 m! \2 N. A# xFrom Randomly Rough Interfaces and Random Media............247# Y- R. g4 X6 B; J+ z% P
6.7.1 Specific Intensity and Cross Section................................248" b+ H, ]8 y, m( E3 D
6.7.2 Specific Intensity and Bethe-Salpeter Equations.............253* N" G* i+ w6 D% \5 d* W9 v
6.7.3 Effective Permittivity .......................................................255
( u$ N( c( x" @3 U9 B! G  Y6.7.4 Expression of the Intensity Operator P11 .........................256; ?; P( K1 u; o- P& ?
6.7.5 Expression for the Incoherent Intensity and the Green; ~+ [3 y" o, u9 l. `
Tensors P11 .......................................................................259" F: q! i/ Q* h# A8 r3 Y
6.7.6 Coherent Backscattering...................................................265
& ~+ z' S# A& E6.7.7 Conclusion ........................................................................273. L9 C+ J# v' c* r! |
6.8 Applications ................................................................................2730 T  m5 n/ V, O  E3 w  j& P
6.9 Conclusion ..................................................................................281& N# z1 b" c- l8 [- ~" A2 D( u
Appendix.....................................................................................281
) G  B' ~% R7 W/ _( N8 J: eviii ContentsA.1 Definitions of the Scattering Matrices for a Single Rough
0 A* o+ ~8 R" L- ?( x' i+ `4 Q) PSurface ................................................................................281" v% ]" ]% U; u/ t# R+ o
A.2 Mueller Matrix and Tensor ................................................282
7 `; g; Q6 K0 `: ]Acknowledgments ......................................................................2845 B" x1 l7 ?& I, r1 x+ [7 s
References...................................................................................284) B& b9 f7 ^" J+ z! ^6 w
Further Reading ..........................................................................289
+ u& M/ @9 d2 F) uCHAPTER 7 Optical properties of thin film materials at short
/ v# `6 y. N- n) [wavelengths .............................................................. 291
. x2 I. a' s) }; D! S0 b. u' \+ B0 pJuan I. Larruquert2 W9 o, ~- s% O) Z; x( s0 |- r
7.1 Introduction.................................................................................291- P2 [( D4 K6 ^8 H# s! o
7.2 Material Behavior Over the Spectrum .......................................291( L: w8 e8 e) @3 U- |7 C
7.3 Reflection and Transmission in Absorbent Materials ...............294* y) |* z  t/ G2 J
7.3.1 Roughness and Scattering ................................................296
% e2 h' l- @9 [- N7.4 The Optical Constants of Materials at Short Wavelengths .......2998 @2 L- [) s8 b/ M0 y* f; J4 Z9 m
7.4.1 Interaction Mechanisms Between Photons
- v8 O( m: S/ ~6 R& Kand Matter.........................................................................2993 W/ R7 I! \+ v; J1 w2 u
7.4.2 Transparency Cutoff of Dielectrics ..................................300
0 p4 W3 g. l+ b* ]; U7.4.3 Free Electron Metals ........................................................301
, n6 X' S3 y6 ~7.4.4 Tightly Bound Electrons: Atomic Scattering
! M/ g7 P2 l9 W- ~* r, vFactors...............................................................................303' c! r+ F9 O0 u: C! ~+ v1 f
7.4.5 Absorption Edges..............................................................306
3 r4 t& Q' F: K+ c' j4 @7.4.6 Optical Properties at Higher Energies..............................309: n6 e( j& H# ]! p. H
7.5 Link Between n and k: Kramers-Kronig Analysis.....................3144 `8 z0 a) N5 o, h7 G* a" f5 ^9 ]
7.6 Experimental Determination of Optical Constants ....................315+ F9 h& J. S. l) B
7.7 Specifics of Optical Coatings at Short Wavelengths.................318
9 \% t* O6 k/ o7 A& G3 U7.7.1 Transmission Filters .........................................................3183 x# ^3 d7 z4 Q8 O
7.7.2 High-Reflectance Coatings...............................................3213 v0 r6 m8 R2 Y0 R
7.7.3 Linear Polarizers and Phase Retarders.............................3320 B  ~' c9 ]4 N4 a0 J- i' T
7.8 Conclusion ..................................................................................341
3 m$ _& K4 m6 k- O! J5 FAcknowledgements.....................................................................342  V) x  [6 ?7 G: U$ x! A8 o
References...................................................................................342
5 f6 X* @+ n, P0 X) wCHAPTER 8 Controlling thermal radiation from surfaces............ 357
6 _0 w  q+ `/ G% e% D0 oCarl G. Ribbing, f, ]- r; x* a* Y. r' d- X
8.1 Introduction.................................................................................357; M/ A  {* v7 O: l. F) ]
8.2 Blackbody Radiation ..................................................................3596 n/ @4 _& o2 Q- f# H: a9 s
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