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[转贴] 光学薄膜制备技术现状与展望

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发表于 2010-6-1 04:02:15 | 显示全部楼层 |阅读模式
光学薄膜制备技术现状与展望
. J1 u+ X+ M6 E# G1 z; w中国科学院上海光学精密机械研究所   李海燕   供稿
3 K0 I3 {2 k  i% y9 x1 e% x2010-01-27
" ?( L: \$ \' C. L6 q, m) n! o$ Z$ ~关键字:真空热蒸发、离子辅助热蒸发、磁控溅射、离子束溅射, C+ B* c5 `% g- T8 s, ?# e
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! U* a$ o0 n- y  改变光与光学器件相互作用的光学薄膜随处可见,并且广泛应用于各种领域。例如用于眼镜和照相机镜头表面的宽带增透膜,用于军民两用激光和光纤设备中更为复杂的增透膜。建筑照明、夜视镜利用的是光学带通滤光片技术,而选择性地反射不同波长光的镜子用于家庭装潢和影剧院增添灯光效果。9 U4 u' J2 y0 g" r% ?  s3 p3 _) a
  制备光学薄膜的技术发展很快,目前比较成熟的技术有真空热蒸发、离子辅助热蒸发、磁控溅射、离子束溅射。最近,Evatec公司的市场部经理Allan Jaunzens在欧洲光学网(Optics.org)发文对光学薄膜的真空热蒸发和溅射制备技术进行了总结,并对下一代制备光学薄膜的新技术进行了展望
6 J+ U+ m& A4 B/ ~- T  传统真空热蒸发( j$ X' p0 n# A/ ]. G/ j
  真空热蒸发是最早确立且最为广泛应用的光学薄膜制备技术,这种制备方法通过加热薄膜原材料使得原子或者分子从薄膜原材料中逸出,随后这些原子或分子在真空室内通过扩散到达基片,然后淀积在基片上形成连续膜。根据蒸发薄膜原材料组份的不同,真空热蒸发可以分为热舟蒸发、电子束热蒸发。利用这种薄膜制备技术,在不同的蒸发源中放入不同的材料通过控制蒸发功率和镀膜时间交替蒸发原材料,可以获得满足设计要求的多层膜堆。为获得最好的基底与薄膜的结合性能和光学特性,在镀膜过程中基底通常进行烘烤以及要冲入反应气体以获得满足化学计量比的薄膜。目前利用真空热蒸发技术已能镀制100层以上的薄膜。
- i0 t& l3 w0 j- U6 J) K  离子辅助热蒸发; }) r$ }, g4 p2 F
  由于淀积粒子能量低(通常0.1-1eV)以及低的表面迁移性,使得传统热蒸发方式所制备薄膜堆积密度较低,存在光学和力学方面的不稳定性。离子辅助淀积是在真空热蒸发基础上为改善光学薄膜质量而发展起来的。它通过利用离子源产生荷能离子轰击基片,通过动量转移,使淀积粒子获得较大动能,提高淀积粒子的迁移性能,改善传统热蒸发方式带来的空隙和阴影效应。获得更高能量淀积粒子的辅助方法是等离子体辅助和离子镀方式,在这种制备方式中,蒸发材料本身也被部分离化,粒子到达基片表面时具有很高的动能,达到10eV。利用此方式制备的薄膜,堆积密度高,非常接近理论上的材料值,当放置在空气中时,几乎没有水吸收。此类薄膜还具备高的折射率,良好的附着性能,力学性能和稳定性,当被加热或放在较湿环境中时,几乎没有光谱漂移。但此方法相比传统热蒸发方式花费更高的成本。7 e* A5 k2 B, g
  磁控溅射
: n2 ~: O9 E6 P7 g2 Y# t; K  最常用的磁控溅射体系是反应磁控溅射,使用所需薄膜材料的源作为靶材,放置在真空室内。在靶材表面,使用强磁场和强电场约束电子运动,使得靶表面的工作气体的产生正电荷等离子体。由于这种电子的磁约束,增加了带能电子与工作气体分子碰撞的概率,形成了更高的离化率。带电离子在电场中加速冲击靶才表面,在这种轰击过程中,荷能粒子将动量传递靶材中的粒子,使得靶材粒子弹射出固体表面。这个过程与加热导致的蒸发过程截然不同。溅射出来的粒子通常为中性,因此,不受到靶表面电磁场的约束,而通过在真空室的运动到基底表面,并在合适的位置上凝结成薄膜。真空中的运动长度通常是40~100毫米。这个沉积过程通常也是反应过程,需要向真空室中充入掺杂气体,如氧气。
1 N3 l5 [) s$ l/ R  各项光学镀膜技术对比$ I' d$ x$ S. F# ~0 f
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+ T/ l; K) B3 N, V* W5 r  在过去十年,由于电源技术和过程控制技术的发展,磁控溅射技术在光学薄膜领域获得了非常广泛的应用。今天,大规模生产中使用反应磁控溅射技术获得的光谱控制精度优于正负1%,同时,该技术可以获得极高的产率和重复性。
2 c* v, X' w, {# c" r  由于沉积粒子具有很高的动能和移动性,使用磁控溅射技术制备薄膜具有结构致密、稳定的薄膜,可以获得优异的机械性能和光学稳定性,这使得磁控溅射技术成为很多薄膜制备需求的首选技术。靶与基底位置关系有立式和水平式两种选择,这也为磁控溅射系统的设计带来了便利。磁控溅射技术通常不需要额外的加热系统。其缺点是,只能在平的基底上沉积均匀的薄膜,且初期投资很高。* n. \& e$ A% F
  离子束溅射5 s: k  T+ w3 N: F! G
  离子束溅射淀积是一种高能薄膜制备技术,它利用独立的离子源产生离子束轰击靶材实施溅射淀积。激光陀螺仪用镜片苛刻的背散射要求需要非常优质的薄膜表面质量,离子束溅射淀积技术初始就是为了制备高质量的激光陀螺仪用镜片而发展起来的。6 ]( _; f: I; q/ o5 m/ a5 d  O- U1 r
  离子束溅射淀积技术虽然淀积速率相对较低,但其接近20eV的高能淀积粒子有助于膜的形成,相比于其它薄膜制备技术,膜层可以获得最好的机械、光学性能,从而使其偏向于应用在一些对薄膜要求非常苛刻的领域。
, z, {6 p) ?4 w* c" R  下一代技术
1 t) X$ E5 X, W7 i1 g( ^  高功率脉冲磁控溅射(HIPIMS或HPPMS)是一种新型磁控溅射技术,它能在50~200微秒的时间内产生[size=+0]kW/cm2量级的超高能脉冲,其重复频率可以达到100Hz以上。靶电流密度能达到[size=+0]A/cm2量级,这将大大提高溅射原子的离化率。已经有很多报道宣称他们使用这种技术获得了附着力和耐磨能力极好的无缺陷薄膜。这些薄膜可以应用高温腐蚀环境,包括航空航天技术中。( a$ l' n0 Q. D5 B
  更深入的理解薄膜的结构与性质之间的关系是开发和应用这些薄膜技术的关键之处。3 d/ i  H6 Q. J% F5 S9 b
  参考文献:
- \7 ~7 W+ d+ [9 ?, {0 V  http://optics.org/cws/article/industry/37643
2 r% z; ~: q4 ?, D8 ~  [url=http://optics.org/cws/article/industry/37643][/url]

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发表于 2010-6-1 13:50:30 | 显示全部楼层
英文资料呢,顶!!!
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 楼主| 发表于 2010-6-1 23:21:19 | 显示全部楼层
引用第1楼yuanyuan7854于2010-06-01 05:50发表的  :3 Z* W* ^% G  G) F" A$ F, V; N
英文资料呢,顶!!!
Versatile coatings allow fresh optical properties
& W% S2 o* k# N% p8 I( JEngineers must closely control the properties of optical materials to combine low cost with high performance. Allan Jaunzens of Evatec explains how optical coatings can help.
" Y; L: A2 n* C$ YOptical coatings alter the way that a component interacts with light. Such thin-film coatings are found almost everywhere, in a range of applications, even if their presence is not obvious. Examples include the broadband antireflection (AR) coatings applied to spectacles and camera lenses, and the more complex AR coatings used in civilian and military laser and optical fibre devices. Architectural lighting and night-vision goggles both rely on optical bandpass filter technology, and mirrors that selectively reflect different wavelengths allow "cool" lighting in both houses and operating theatres.
& _) y0 ^' @0 ]' L2 KSelection of the right coating material will depend on substrate type, application and coating method. Typical examples include precious metals, oxides of silicon, titanium, hafnium and tantalum, as well as other fluorides and sulphides. 7 `( a& l& C8 }' v
Multiple layers( O, J5 c: D! P) y' [8 J
Optical coating techniques usually have the same basic aim: to deposit a single or multilayer stack of thin, dense layers in the nanometre thickness range onto the surface of the optical component or "substrate" with precise thickness and good uniformity, using a reliable and repeatable manufacturing technology. The film needs to have good adhesion and be stable under whatever mechanical or environmental conditions that it must function under.
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( J6 K% D8 @& H- Y7 X2 Y* rWhen choosing a manufacturing technique, the engineer needs to consider what coating design and performance specification are required, along with the substrate size and geometry. Material construction will also play an important part in determining the suitability of any particular manufacturing technique. ( v) h9 C8 e) K) z
All current commercial techniques involve the generation of atoms of the coating material (referred to as a flux) within a suitable source, followed by the transport and subsequent condensation of this flux at the substrate within a vacuum environment. Methods can be divided into variants of either evaporation or sputtering.
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Coater platform2 ^! t# Z' Q, A" G1 c
Evaporation methods
, q5 e; O  E8 q) g( }2 X! ~3 QEvaporation is the most commonly used and well established technique. It relies on heating and subsequent evaporation of material from a source, the linear propagation of the flux through the vacuum chamber, and condensation at the substrate to form a coherent film. : b2 H" O8 G4 s0 O# \; d
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Plasma source
' r2 S/ x- [8 S) {A range of source designs are available including simple boats, electron beam guns and effusion cells, according to the composition of source material to be evaporated. The alternate evaporation from two or more sources filled with different materials, along with control of the source power and coating time, allows the build up of the coating stacks according to a required design. Substrates are typically heated during deposition to produce coatings with the best adhesion and optical performance, and dosing with process gases enables reactive processes and the control of the final film stoichiometry.
$ p# @5 I* [  f7 Z" @4 q5 z% }The commercial "box coaters" used for this technique are flexible manufacturing tools able to handle a wide range of coating materials and substrate types, sizes and shapes. Since the process was first developed more than 50 years ago, improvements in source design and process control have enabled huge leaps forward in the sophistication and manufacturing yields for complex coatings of 100 layers or more.
6 t& [' m  ]1 TAssisted evaporation ) R! H% w3 H& |% p* X
Several assisted evaporation techniques have come into common use. They are intended to improve the quality of conventionally coated films in situations where the relatively low vapour particle energies of the coating flux (0.1–1 eV) and low surface mobility lead to only moderate film densities (80–90% of theoretical) and some limitations in optical and mechanical stabilities. ' A: m$ f9 W4 U: l0 v( `
Ion-assisted evaporation (IAD) uses a second ion source to produce additional gas ions that bombard the surface of the substrate during the deposition process. Momentum transferred to the surface atoms improves mobility and the voids and shadowing effects that are typical in conventional evaporation are reduced. : a% v9 X; Q2 ^& e2 B
Further enhancements are plasma-ion-assisted and ion plating variants, in which the evaporant material itself is also partly ionized and arrives at the substrate with much higher kinetic energies, of the order of 10 eV. This allows production of much higher density films, quite often close to theoretical values, with virtually no water absorption on exposure to the atmosphere. Such films can exhibit higher refractive indices and improved adhesion, mechanical properties and stability, with much reduced shift in their optical spectra when exposed to heat or humidity. This justifies the higher manufacturing costs relative to conventional evaporation.
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+ q+ k1 _" U, x& e0 YColour wheels% \3 m  O. ^3 e" ^+ I
Magnetron sputtering
* F+ F! }5 E/ i; |% U2 S4 MThe commonest sputtering variant is reactive magnetron sputtering, in which a target manufactured from the desired coating material acts as the source and is held with the substrates in a vacuum chamber.
/ g" L& d! _8 PA plasma of positively charged inert gas ions is formed close to the surface of the target, while strong magnetic and electric fields generated close to the target's surface trap electrons. The result is an increased number of collisions with inert gas atoms and a higher ionization rate. The charged ions are accelerated towards the surface of the target, ejecting material from the target not by heating as in an evaporation process but by physical bombardment and momentum exchange from the impact of energetic particle impact. Target material is emitted mostly as neutral atoms, which are unaffected by the magnetic field and transported through the system to condense at the substrate, usually 40–100 mm away. The process is usually reactive, requiring the addition of dopant gases such as oxygen.
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. U( j' v  y: d9 n3 M' IMSP sputtering solution
$ k- {; p" d3 S: i* o+ H7 r! b; XMagnetron sputtering has found more widespread use in the last decade as sophisticated power supply and process control technologies have enabled better control of the reactive processes usually necessary for optical layers. Today the spectral precision achieved in volume manufacture using magnetron sputter technology is among the best possible, at
4 _( w* |5 l9 _' o. bThe high kinetic energies and mobilities associated with the process also enable the formation of dense, stable films with outstanding mechanical and optical stabilities, often making sputtered films ideal in the most demanding applications. The option of vertical or horizontal sputter geometry allows flexibility in system design and no additional heating is required. However, processing is usually limited to flat substrates, except for custom built solutions, and initial investment costs can be high.
0 I8 l. X3 K: |9 ?Ion beam sputtering3 T# v' r' X6 J5 e/ w# U
Ion beam sputtering (IBS) is a high energy coating process where material is sputtered from the target by an ion beam generated by a separate ion source. The technique was initially developed for the coating of high-quality mirrors for laser gyroscopes, where stringent backscatter requirements called for outstanding surface quality. 3 I) B/ y1 D; B6 W9 |
Although deposition rates achievable are relatively low, the high energy of the coating flux of around 20 eV contributes to the formation of films that are among the best in terms of mechanical and spectral ability, making it a preferred technique for certain specialist applications. + j. l- N, _( t' |

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Comparison of technologies
' }, y5 a4 w* V  |; @8 D+ KFuture technology% F' o0 ]+ I. d
High power impulse magnetron sputtering (also known as HIPIMS or HPPMS) is another vacuum technique based on the principle of sputtering, but using extremely high power densities in the kW/cm2 range over very short pulse lengths (50–200 µs) at repletion rates of around 100 Hz. Target current densities of a few amps per cm2 generate considerable ionization of the sputtered atoms, and there are reports that defect-free films deposited by this technique have excellent adhesion and wear resistance in applications for aggressive, high-temperature applications, including aerospace.
! H6 C- ^1 O# a+ C, V  iA better understanding of the relationship between film structure and properties is the key to developing and using all of these coating techniques.
- I6 @: m+ m& kInherent flexibility' h* G0 E2 W( m# w. F
No single technique is the panacea for all optical coating challenges. The inherent flexibility of evaporation-based processes with simple changes of substrate type and coating material means that they are set to remain a mainstream manufacturing process for the foreseeable future. However, sputtering has now proven itself as a worthy mass production tool for high-quality films at competitive production cost, albeit with certain limitations on substrate geometry. 2 ]3 e4 _9 i- l$ x% X* {3 s8 ~! u
But one thing is certain: the drive to lower manufacturing costs for volume production on one hand, coupled with the ever more demanding specifications set in new optical applications means that optical coating technology remains one of the most varied and interesting fields for hardware and applications engineers alike. # _/ O0 |" U1 ], b, X
Allan Jaunzens is marketing manager at Evatec. For more information about the company's optical coatings technology and capabilities visit
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发表于 2010-6-30 17:34:14 | 显示全部楼层
哎 看不懂 呜呜呜呜
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发表于 2010-7-30 16:20:03 | 显示全部楼层
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发表于 2010-9-3 00:51:07 | 显示全部楼层

  

啊  还是有点混乱 对这一技术的理解
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发表于 2010-9-23 04:52:16 | 显示全部楼层
好东西是用来分享的
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